Imports and stores all the information about price lists, financial instruments and client registry. A fully flexible module that allows the integration of other applications, improving and facilitating the exchange of information between the various applications.
Integration via Web Services / APIs
Registration of information about clients, financial accounts and trading
Parameterization of fees and prices
Registration of technical data sheets of financial instruments
Aggregates the parameterization of the necessary information for a correct application in performed and processed operations, according to current regulations.
Interactive screens for parameterization of the fiscal matrix
Calculation and automatic application of retention rates and corresponding taxes
Automatic calculation of retention rates on interest accrued in purchase and sale operations
Automatic calculation of VAT and stamp duty
Combining all available information with online operations, it allows the automatic application of price lists for the calculation of costs and revenues, the realization of allocations using various algorithms and the automatic generation, reports, both internally and for clients.
Automatic receipt of transactions made in trading platforms
Optimized algorithms for apportionment processing
Automatic application of parameterized prices (taxes and exemptions)
Calculation of realized and unrealized margins, losses and gains
Scheduling for automatic communication with clients
Interactive screen for recording off-exchange transactions
Global repository with history of operations performed
Since communication via SWIFT is a requirement in capital markets, this module is fully integrated with the Settlement module, generating and receiving SWIFT messages with real-time control.
Operations settlement
Update of the operations state
Registration and notification of corporate events
Communication with clients and / or counterparts
Module that allows the clearing and settlements control
Clearing, custody and settlement accounts parametrization
Custodian accounts positions
Integration with Interbolsa and Clearnet in the operations settlement
Control and management of the operations settlement
Automatically records and processes a wide variety of corporate events, while also managing the positions of financial instruments.
Positions reconciliation
Accrued interest automatic calculation
Settlement balances management and control
Positions management in NOSTRO accounts of the financial intermediary
Transfers, deposits and securities withdrawal
Requests management for securities locking and unlocking
Automatic registration and processing of corporate events
Shares subscription and redemption. Communication with management companies
Custody automatic processing commissions
Issuance of reports to final customers and counterparts
In addition to controlling and validating the balances in investor accounts, this module also manages the leverage risk in accounts with financing and / or trading margin, using the most complex algorithms.
Online balances validation allowing integration with external applications
Value at Risk calculation
Settlement limits control
Real-time assessment of investor purchasing power
Securities and market haircuts parameterization
Real-time margin evaluation
Automatic movement between financial accounts and margins
As far as commercial paper and bond loans are concerned, this module generates all the information and financial flow between the different players in the primary market, guaranteeing the fulfillment of obligations by each one.
Simple and group programs
Issuances control
Parameterization of bookrunners and payment agents
Registration and processing of subscriptions in the primary market
Setting of different issuance charges
Setting of alerts and corresponding recipients by issuance dates
Reporting
Automatically integrates all accounting operations based on parameterization rules generating files for accounting applications.
Recorded transactions identification
Chargebacks creation
Flexibility in the accounting rules parameterization
Accounting entries aggregation
Guaranteed validations on recorded transactions
External transactions accounting
Creation of files for accounting applications
Certified by the Tax Authority since 2012, this module automatically integrates all billable transactions registered in SIFOX.
Automatic integration of billable transactions registered in SIFOX
Automatic creation of billing documents
Automatic creation of credit notes
Creation of the monthly SAFT file in XML format
Complies with all the Portuguese capital market instructions, also integrating further international reports.
CMVM
Banco de Portugal
QI (Qualified Intermediary)
EMIR
Contributes to fiscal transparency, evolving in accordance with international regulations and improving the client’s internal processes.
Tax Authority
CRS
FATCA
Calculation of annual tax revenues and reporting to final customers, considering all movements registered in SIFOX BackOffice.
It covers and responds to MiFID regulatory requirements and evolutions.
Parameterization of the acceptance of the best execution policy
Appropriateness test
Financial instruments and investors categories parameterization
Exceptions records
Integration of all reportable operations
Integration layer with external applications
Relevant information record keeping to investment decision-makers
Transaction Report generation
Reading and processing of the complaint file from regulatory authorities
Order Record Keeping
Report of the 5 largest execution venues (volume and number of operations)
